Total Ethical Auditing™ Assessing and Auditing Ethics and Fraud Red Flags

Total Ethical Auditing™ (or TEA) as published in Jo’s book, Becoming The Everyday Ethicist, is “a mindset, mission, and execution process for Internal Auditors to audit organization leadership and culture.” It includes three parts:

1. How to “Think & Plan Like a Fraud Examiner” by utilizing 3 innovative ethics/fraud assessment techniques.
2. How to “Execute Like an Investigative Journalist” by deeply reviewing those areas of high risk.
3. How to “Mitigate Like a Coach” by consulting, counseling, and training to improve ethical conduct.

In this program, we will discuss the main types of ethics/fraud “red flags” that exist within organizations today, such as Disingenuous Leaders, Suspect Accounting Processes, Aggressive Incentives & Compensation, and (Un)Ethics & Technology – just to name a few. You will then use new assessment techniques learned to prioritize WHERE your focus needs to be when auditing culture and HOW to start!

Note: This is a previously recorded live webinar that contains polling questions meant only for the live participants. Please disregard the polling questions are they are part of the live recording. Passing the quiz at the end of this course is your requirement to attain CPE. See the CPE tab for more details.

Program Level: Basic | Prerequisites: None

Program For: Auditors and Other Professionals

Instructional Method: Self-Study | Advance Preparation: None

Recommended CPE Credit: 2 hour(s) | Field of Study: Behavioral Ethics

Airing: Webinar replay